superconductivity in a generalized Hubbard model

6
d x 2 2y 2 superconductivity in a generalized Hubbard model Liliana Arrachea PUC-Rio, Departamento de Fisica, Caixa Postal 38071, Cep: 22452-970-RJ, Rio de Janeiro, Brazil A. A. Aligia Centro Ato ´mico Bariloche and Instituto Balseiro, Comisio ´n Nacional de Energı ´a Ato ´mica, 8400 Bariloche, Argentina ~Received 23 March 1998; revised manuscript received 16 July 1998! We consider an extended Hubbard model with nearest-neighbor correlated hopping and next-nearest- neighbor hopping t 8 obtained as an effective model for cuprate superconductors. Using a generalized Hartree- Fock BCS approximation, we find that for high enough t 8 and doping, antiferromagnetism is destroyed and the system exhibits d-wave superconductivity. Near optimal doping we consider the effect of antiferromagnetic spin fluctuations on the normal self-energy using a phenomenological susceptibility. The resulting supercon- ducting critical temperature as a function of doping is in good agreement with experiment. @S0163-1829~99!06101-9# I. INTRODUCTION One of the most challenging properties that any effective one-band model for the high superconducting critical tem- perature ~high-T c ) superconducting materials should explain is the experimentally observed dependence of T c on doping ( x ). Extended t -J models seem to be successful in interpret- ing several important properties of these materials. 1–3 They were derived as effective Hamiltonians in the strong- coupling limit ~very large U ), 4–7 while in generalized Hub- bard models obtained by similar derivations, U is of the or- der of the unperturbed band width 8 t ;3 eV. 8,9 While numerical studies in t - J -like models unambiguously indicate that they exhibit sizable superconducting correlations with d-wave symmetry, in agreement with experiments, 2 this is not the case of the usual Hubbard model. 10 Apart from quan- titative reasons concerning the strength of the local Coulomb repulsion, it is of interest to study an accurate enough effec- tive model amenable to weak-coupling many-body treat- ments. In particular, the observed pseudogap behavior for temperatures T c ,T ,T * in angle-resolved photoemission spectroscopy ~ARPES! experiments 11 has been interpreted as a precursor effect of the antiferromagnetic 12 ~AF! as well as the superconducting state 13,14 among other possible scenarios. 15,16 For the attractive ~negative-U ) Hubbard model, a good deal of research helped to elucidate the nature of the superconducting transition 17 and most of this work is based on one appealing feature of this model: its explicit attractive interaction leading to a superconducting state in the Bardeen-Cooper-Schrieffer ~BCS! approximation. Thus, even though the symmetry of the BCS gap is s wave, this model has been used for a qualitative understanding of ARPES experiments. 13 Due to the lack of genuine micro- scopic d-wave superconducting analogous to that of the negative-U Hubbard model, some phenomenological models with BCS-like interactions were studied. 14,18,19 While the model proposed in Ref. 18 is built up by pure phenomeno- logical interactions with several free parameters, in order to fit the experimentally observed T c vs x curve, the AF and van Hove picture 19 has been proposed on the basis of a sim- plification of the t -J model in which holes are constrained to move only in one sublattice ~up or down! in a Ne ´ el spin background. Nevertheless, this is an oversimplification for realistic J ,t . 20 The assumption of pairing coexisting with long-range AF order is shared with the strong-coupling po- laron picture, 3 which also reproduces qualitatively the ob- served T c vs x curve. However, nuclear magnetic resonance experiments indicate that the coherence length of the AF correlations j is of only a few lattice sites in the optimally doped materials. 21 An effective attractive separable potential has also been considered to study the d-wave superconduct- ing pseudogap evolution. 14 In this case, however, the AF correlations are not taken into account at all, while they play a relevant role in underdoped and optimally doped materials. 12,22 In this work, we calculate T c vs x of an effective one-band model for the high-T c cuprates using weak-coupling tech- niques. We obtain beyond a certain doping, a stable para- magnetic phase with d-wave superconductivity ~DWS!. The mechanism for superconductivity is the electron-hole sym- metric correlated hopping studied previously in one and two dimensions ~2D!. 23,24 However, previously in 2D, the next- nearest-neighbor hopping t 8 was neglected and only s-wave superconductivity was found for doping high enough to in- hibit long-range antiferromagnetism. In simplified terms, this can be understood as follows: on-site Coulomb repulsion U inhibits on-site pairs, but nearest-neighbor singlet pairs are favored by the correlated hopping. In mean field, the depen- dence of this effective attraction in reciprocal space is pro- portional to (cos k x 2cos k y ) 2 for d symmetry and to (cos k x 1cos k y ) 2 for extended s symmetry ~see Sec. III or Ref. 24!. This implies that d-wave superconductivity is favored with respect to the s-wave one, for doping x at which the points X @ (0,p ) and equivalent# lie near the Fermi surface. How- ever, when t 8 50, this happens for x .0 and for these dop- ings, due to the perfect nesting of the Fermi surface, the antiferromagnetic instability is the dominant one and inhibits superconductivity. When t 8 is included, the perfect nesting is destroyed and the X points lie at the Fermi surface for finite doping, stabilizing the d-wave solution. PHYSICAL REVIEW B 1 JANUARY 1999-II VOLUME 59, NUMBER 2 PRB 59 0163-1829/99/59~2!/1333~6!/$15.00 1333 ©1999 The American Physical Society

Transcript of superconductivity in a generalized Hubbard model

Page 1: superconductivity in a generalized Hubbard model

PHYSICAL REVIEW B 1 JANUARY 1999-IIVOLUME 59, NUMBER 2

dx22y2 superconductivity in a generalized Hubbard model

Liliana ArracheaPUC-Rio, Departamento de Fisica, Caixa Postal 38071, Cep: 22452-970-RJ, Rio de Janeiro, Brazil

A. A. AligiaCentro Atomico Bariloche and Instituto Balseiro, Comisio´n Nacional de Energı´a Atomica, 8400 Bariloche, Argentina

~Received 23 March 1998; revised manuscript received 16 July 1998!

We consider an extended Hubbard model with nearest-neighbor correlated hopping and next-nearest-neighbor hoppingt8 obtained as an effective model for cuprate superconductors. Using a generalized Hartree-Fock BCS approximation, we find that for high enought8 and doping, antiferromagnetism is destroyed and thesystem exhibitsd-wave superconductivity. Near optimal doping we consider the effect of antiferromagneticspin fluctuations on the normal self-energy using a phenomenological susceptibility. The resulting supercon-ducting critical temperature as a function of doping is in good agreement with experiment.@S0163-1829~99!06101-9#

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I. INTRODUCTION

One of the most challenging properties that any effectone-band model for the high superconducting critical teperature~high-Tc) superconducting materials should explais the experimentally observed dependence ofTc on doping(x). Extendedt-J models seem to be successful in interpring several important properties of these materials.1–3 Theywere derived as effective Hamiltonians in the stroncoupling limit ~very largeU),4–7 while in generalized Hub-bard models obtained by similar derivations,U is of the or-der of the unperturbed band width 8t;3 eV.8,9 Whilenumerical studies int-J-like models unambiguously indicatthat they exhibit sizable superconducting correlations wd-wave symmetry, in agreement with experiments,2 this isnot the case of the usual Hubbard model.10 Apart from quan-titative reasons concerning the strength of the local Coulorepulsion, it is of interest to study an accurate enough eftive model amenable to weak-coupling many-body trements. In particular, the observed pseudogap behaviortemperaturesTc,T,T* in angle-resolved photoemissiospectroscopy~ARPES! experiments11 has been interpreted aa precursor effect of the antiferromagnetic12 ~AF! as well asthe superconducting state13,14 among other possiblescenarios.15,16 For the attractive ~negative-U) Hubbardmodel, a good deal of research helped to elucidate the naof the superconducting transition17 and most of this work isbased on one appealing feature of this model: its expattractive interaction leading to a superconducting statethe Bardeen-Cooper-Schrieffer~BCS! approximation. Thus,even though the symmetry of the BCS gap iss wave, thismodel has been used for a qualitative understandingARPES experiments.13 Due to the lack of genuine microscopic d-wave superconducting analogous to that ofnegative-U Hubbard model, some phenomenological modwith BCS-like interactions were studied.14,18,19 While themodel proposed in Ref. 18 is built up by pure phenomelogical interactions with several free parameters, in ordefit the experimentally observedTc vs x curve, the AF andvan Hove picture19 has been proposed on the basis of a s

PRB 590163-1829/99/59~2!/1333~6!/$15.00

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plification of thet-J model in which holes are constrainedmove only in one sublattice~up or down! in a Neel spinbackground. Nevertheless, this is an oversimplificationrealistic J,t.20 The assumption of pairing coexisting witlong-range AF order is shared with the strong-coupling plaron picture,3 which also reproduces qualitatively the oservedTc vs x curve. However, nuclear magnetic resonanexperiments indicate that the coherence length of thecorrelationsj is of only a few lattice sites in the optimallydoped materials.21 An effective attractive separable potentihas also been considered to study thed-wave superconducting pseudogap evolution.14 In this case, however, the AFcorrelations are not taken into account at all, while they pa relevant role in underdoped and optimally dopmaterials.12,22

In this work, we calculateTc vs x of an effective one-bandmodel for the high-Tc cuprates using weak-coupling techniques. We obtain beyond a certain doping, a stable pmagnetic phase withd-wave superconductivity~DWS!. Themechanism for superconductivity is the electron-hole symetric correlated hopping studied previously in one and tdimensions~2D!.23,24 However, previously in 2D, the nextnearest-neighbor hoppingt8 was neglected and onlys-wavesuperconductivity was found for doping high enough tohibit long-range antiferromagnetism. In simplified terms, thcan be understood as follows: on-site Coulomb repulsionUinhibits on-site pairs, but nearest-neighbor singlet pairsfavored by the correlated hopping. In mean field, the depdence of this effective attraction in reciprocal space is pportional to (coskx2cosky)

2 for d symmetry and to (coskx1cosky)

2 for extendeds symmetry~see Sec. III or Ref. 24!.This implies thatd-wave superconductivity is favored witrespect to thes-wave one, for dopingx at which the pointsX@(0,p) and equivalent# lie near the Fermi surface. However, whent850, this happens forx.0 and for these dop-ings, due to the perfect nesting of the Fermi surface,antiferromagnetic instability is the dominant one and inhibsuperconductivity. Whent8 is included, the perfect nesting idestroyed and theX points lie at the Fermi surface for finitdoping, stabilizing thed-wave solution.

1333 ©1999 The American Physical Society

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1334 PRB 59LILIANA ARRACHEA AND A. A. ALIGIA

In Sec. II we briefly describe the derivation of the effetive model and explain the meaning of the different termsSec. III we calculateTc vs x using a generalized HartreeFock ~HF! BCS decoupling. Since the above-mentionedcoupling exaggerates the range of stability of the AF phain Sec. IV we include the effect of the AF spin fluctuatio~AFSF! for dopings at which long-range AF order is dstroyed, by evaluating the normal self-energy in the one-loapproximation with the phenomenological susceptibilityRef. 21. Section V contains a discussion.

II. THE EFFECTIVE MODEL

The model used is obtained from the mapping of the loenergy part of the Hilbert space of the three-band Hubbmodel H3b .8,9 As first suggested by Zhang and Rice,4 andlater confirmed by analytical and numerical work of sevegroups,5–7 when insulating cuprates are doped, the addholes form local singlets involving a Cu 3dx22y2 hole at agiven site i ~with creation operatordis

† ) and a hole in thelinear combinationa is

† of the four nearest-neighbor oxyge2ps orbitals withx2-y2 symmetry. This Zhang-Rice singlehas the form @A(a i↑

† di↓† 2a i↑

† di↓† )1Bdi↑

† di↓† 1Ca i↑

† a i↓† #u0&

and is mapped into the vacuumu0& at site i in the effectiveone-band modelH. Similarly, the ground state ofH3b forone hole at celli @which has the form (Ddis

† 1Ea is† )u0&# is

mapped ontoci 2s† u0& of H, wherecis

† is an effective electroncreation operator. The vacuum ofH3b at cell i ~which corre-sponds to full 3d and 2p shells! is mapped ontoci↑

† ci↓† u0& in

H. Calculating the matrix elements in the reduced Hilbspace, and retaining only the most important terms, thelowing effective Hamiltonian results:

H5U(i

ni↑ni↓2m(i

~ni↑1ni↓!2 (^ i j &s

~ci s†

cj s1h.c!

3$tAA~12nis!~12nj s!1tBBnisnj s1tAB@nis~12nj s!

1nj s~12nis!#%2t8 (^ i j 8&s

cis† cj 8s , ~1!

where ^ i j & (^ i j 8&) denotes nearest-neighbor~next-nearest-neighbor! positions of the lattice. Note thatU is not directlyrelated with a Coulomb repulsion, but represents the cosenergy of constructing a Zhang-Rice singlet from two sinoccupied cells. It is lower than the difference betweenp andd on-site energies ofH3b ~usually called charge-transfer energy D). tAA represents the hopping of a Zhang-Rice singto a singly occupied nearest-neighbor cell. The terms wamplitudetAB correspond to destruction of a Zhang-Rice sglet and a nearest-neighbor cell without holes, creatingsingly occupied cells and vice versa.tBB describes the movement of an isolated hole inH3b . Clearly, the amplitude ofthese three correlated hopping processes should differ ineral. The dependence of the next-nearest-neighbor hopon the occupation of the sites involved in the hoppingneglected. Note that in the simplest strong-coupling derition leading to thet-J model,4 tAA amounts to the only ki-netic term in the model, the hopping term with amplitudetBBis mapped out of the relevant Hilbert space, while the owith tAB is treated in second order of perturbation theory

n

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pf

-rd

ld

tl-

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th-o

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e

define the exchange term.6 More systematic strong-couplinderivations contain other terms as well as higher-orcorrections.5–7,9

For t850, the occurrence of metal-insulator transitioand superconductivity have been investigated for particucases of this model,23,24but a stable DWS phase has not befound before. We concentrate on the parameter regimetAB.tAA5tBB5t, which seems more adequate for thcuprates.8,9,24 The effect oft8 ~Ref. 5! is crucial to stabilizethe d-wave phase, because it removes the perfect nestinhalf filling and shifts the energy of the van Hove singular~VHS! in the unperturbed density of states~originated by thesaddle points atX in the dispersion relation! away from theFermi energy at half filling.

III. MEAN-FIELD APPROACH

The correlated hopping terms of the Hamiltonian~1! canbe separated in one-, two-, and three-body contributiowith coefficientst5tAA , t25tAA2tAB , and t352tAB2tAA2tBB , respectively.24 We treat Eq.~1! within the generalizedHF BCS approximation.24 The term int3 contributes to theBCS solution in thed-wave as well as in thes-wavechannels. The self-consistent parameters considered indecoupling are^ni↑&2^ni↓&5meiQ–Ri, t5^ci 1ds

† cis&, c5^ci↑

† ci↓† &, and wd5^ci 1d↑

† ci↓† &, with d5x,y being vectors

connecting nearest neighbors andwx56wy.24 n5n↑1n↓

512x is the particle density,L is the number of lattice sitesQ5(p,p), andRi indicates the lattice position. The problem is reduced to a one-particle one with three possibilitfor the symmetry-breaking perturbation:~i! AF spin densitywave ~SDW! ~with mÞ0 and c5wx50), ~ii ! DWS ~withm5c50 andwx52wyÞ0), and~iii ! extendeds-wave su-perconductivity ~SWS! ~with m50, cÞ0 and wx5wyÞ0). The possibility of coexistence of SDW and supercoductivity is left out here, since a previous study indicated ta sizeable superconducting gap is not possible withinmodel in the presence of long-range antiferromagnetism26

For the three cases, the renormalized dispersion relationfective hopping, and effective chemical potential can be wten in the form

ek522te f f~coskx1cosky!24t8coskxcosky ,

te f f5t2t2n1t3@3t21c21wx22~n22m2!/4#, ~2!

me f f5m2$Un/218t2t14t3@tn1c~wx1wy!#%.

The SDW,d-wave, ands-wave BCS order parameters are

DSDW5S U

214t3t Dm, DDk

BCS54t3twx~coskx2cosky!,

~3!DSk

BCS5~8t3t2U !c24~2t21nt3!wx

1@4t3twx22~2t21nt3!c#~coskx1cosky!,

respectively. For a given wave vectork, they coincide withhalf of the corresponding energy gap. For both,d- ands-wave superconducting solutions, the dependence ofTc vs xis obtained from the linearized BCS gap equations. Ford-wave case,Tc is given by

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PRB 59 1335dx22y2 SUPERCONDUCTIVITY IN A GENERALIZED . . .

15E d2k

~2p!2tanhS ek

2TD 4t3t~coskx2cosky!

2ek

coskx , ~4!

whereek5ek2me f f andT is the temperature. For thes-wave solution,Tc is the temperature at whichlmax equals one, beinglmax the largest eigenvalue of the matrix

S E d2k

~2p!2tanhS ek

2TD ak

2ekE d2k

~2p!2tanhS ek

2TD bk

2ek

E d2k

~2p!2tanhS ek

2TDakcoskx

2ekE d2k

~2p!2tanhS ek

2TDbkcoskx

2ek

D , ~5!

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where

ak58t3t2U22~2t21nt3!~coskx1cosky!,~6!

bk524~2t21nt3!14t3t~coskx1cosky!,

are the coefficients ofc and wx in DSkBCS. This method of

obtainingTc in second-order phase transitions when the thmodynamic potentialV depends on more than one parame~herec andwx) has been used before,27 and is equivalent tothe usual one of finding the first instability~asT is lowered!of the Hessian matrix formed by the second derivatives oVwith respect to the independent variables.28

In Fig. 1, we show the superconducting critical tempeture as a function of dopingx512n, wheren is the numberof electrons per site for bothd-wave ands-wave solutions.Most of the pairing terms, as well as the additional contribtion to the usualU/2 term in the expression of the SDW gacan be generated from the mean-field decoupling of anfective two-body interaction of the form26

FIG. 1. d-wave BCS critical temperatureTc in units of t as afunction of the dopingx ~for x,0.5), for tAB52t ~open symbols!,and tAB51.5t ~filled symbols!. Circles, squares, and triangles corespond tot850,20.2t, 20.45t, respectively. The solid symbolfor x.0.5 showTc of the s-wave solution fortAB51.5 and thesame values oft8 as those considered for thed wave. The dotted~dot-dashed! line indicates the boundary of the SDW atT50 forU54t(U56t), tAB51.5t(tAB52t), andt8520.45t.

r-r

-

-

f-

Ve f f5t3t(i j &

~4Si–Sj1ninj !. ~7!

Pairing in bothd-wave and extendeds-wave channels isoriginated by the spin-flip terms ofVe f f . For the s-wavecase, there are some additional contributions, as can beserved in Eq.~3!. From mere inspection of the three possiborder parameters~3!, it can be seen thatDSDW and DSk

BCS

depend onU in such a way that the antiferromagnet(s-wave BCS! solution is enhanced~weakened! as U in-creases, whereasDDk

BCS does not depend onU. Thus, the dop-ing region where thed-wave BCS solution exists is limitedonly by the difference in energy with the two other comping instabilities of the Fermi liquid. As mentioned in Sec.due to the wave-vector dependence of the superconducorder parameters, the shape of the Fermi surface playimportant role in defining the doping regions at which eaof the two BCS solutions is possible. In Ref. 24 we hashown that fort850 and assuming a constant densitystates, SWS exists for high enoughx and low enoughU,while DWS exists near half filling. Within this region, however, the SDW solution has lower energy than the DWS obeing the difference between the energy of both solutismall forU;0 @as can be inferred from the form of the gapEqs.~3!#. Whent8 is turned on, the VHS is displaced, lyinat the Fermi energy for a finite doping. The increment in tdensity of states at finite doping enhances the critical teperature as well as the doping range associated to thes-wavesolution. However, as a consequence of the vector depdence of the effective interaction, the optimal doping fSWS is always high. In Fig. 1, it is shown that fortAB51.5 andU54t, the doping region with SWS isx.0.6, i.e.,beyond the range of doping accessible experimentally incuprates. For thed-wave solution, the maximum ofTc occurswhen the chemical potential coincides with the energy ofVHS. Due to the loss of perfect nesting and the closing ofindirect SDW gap for this doping, the SDW is weakeneThus, even for largeU, for sizeablet8 there exists a dopingrange for which thed-wave BCS solution is stable and robust. We indicate in the figure the doping region for texistence of the SDW solution (mÞ0) at T50 for the par-ticular values U54t (U56t), tAB51.5t (tAB52t), andt8520.45t. The Neel temperature at whichm becomes zerois not calculated here since it is dominated by spin flucttions, and the mean-field value is too large. For nearly re

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1336 PRB 59LILIANA ARRACHEA AND A. A. ALIGIA

istic bare parameters, the doping range for a stable D~beyond the dot-dashed line in Fig. 1! corresponds to theoverdoped regime of the cuprates, in agreement with expments on Bi2212~Ref. 11! that indicate that the superconducting state takes place in an otherwise ordinary Fermiuid for overdoped compounds.

In the optimally doped regime, spin fluctuations not onaffect directly the SDW order parameter, destroying thelong-range order, but also affect indirectly the superconduing order parameters. Their effect should be included imore realistic calculation of the superconducting critictemperature. This is the goal of the next section.

IV. THE EFFECT OF SPIN FLUCTUATIONS

Long-range antiferromagnetism is not expected to survwithin the whole range of doping predicted by the mean-fiapproach. For doping larger thanx;0.0520.1, the spin fluc-tuations are important and a Fermi liquid with strong AFis a more appropriate picture for this regime.21,25 AFSF ofany Hubbard-like microscopic model as the one considehere can be characterized by a spin susceptibility of the f

x~q,v!5x~Q,0!

11~q2Q!2j22 iv/vs f

, ~8!

where the parameters scale with the AF correlation lengjas x(Q,0);j2, vs f5G0j2, with G0;40 meV.21,29 As-suming a phenomenological spin-fermion coupling, AFhas been suggested to mediate the pairing in the cuprat25

This picture is supported by the observed correlationtweenj andTc in several superconducting cuprates. Withthe weak-coupling formalism, DWS due to correlated hoping, is inhibited in a background with long-range Acorrelations.26 However, the effective interaction of Eq.~7!provides an explicit channel for the coupling with collectiAFSF within the doping region without AF long-range ordewhich has the same form as the phenomenological coupused in Ref. 25. Thus, it might be expected that the AFwould renormalize the bare value oftAB (,1.5t for realisticvalues of the three-band parameters9! to higher ones.22,25 Inwhat follows, we investigate how the BCSTc vs x depen-dence is modified by the effect of the AFSF for thed-wavesolution.

For finite t8, the Fermi surface contains hot spots~forwhich ek5ek1Q). Fermions located in the neighborhoodthese points are the most affected by AF correlationsexhibit a peculiarT dependence in the one-particle spectproperties, which is mainly determined by the magnitudej/j th , andvs f /T,22,29 with j th5vF /T, vF being the Fermivelocity. Hot spots are located atkhs nearX @(0,p) and sym-metry related points#, i.e., near the antinodes of the DWS gand with energies close to the VHS~for which vF;0). AsTc vs x predicted by the BCS approximation, as well as tvalue of the maximumTc itself, depend on the behavior othe density of states, AFSF are expected to play some furimportant role apart from the eventual renormalization ofeffective pairing interaction. The self-energy obtained froEq. ~8! is

S

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-

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F

dlf

e

ere

S~k,ivn!5T(m

E d2q

~2p!2g~q!g~q!x~q,inm!

3G0~k1q,ivn1 inm!, ~9!

x~q,inm!52E2v0

v0 dv

p

Imx~q,v!

inm2v,

where@G0(k,ivn)#215 ivn2 ek , g(q) is an effective in-teraction between fermions and spin fluctuations,v0 is afrequency cutoff, nm52mpT, and vn5(2n11)pT.As usual, an effective coupling constantg8

;g(q)g(q)x(Q,0)/j2 is defined, which in the present casshould be proportional to (U14t3t).26 The ensuing spectrafunction is A(k,v)52Im G(k,v)/p, with @G(k,v)#21

5v2 ek2S(k,v). To examine how the changes in the bhavior ofA(k,v) affect theTc vs x dependence, we considethe effect of AFSF using the BCS form of the anomaloself-energyDDk

BCSgiven by Eq.~3! and calculating the normaself-energy in the one-loop approximation@Eq. ~9!#. The re-sulting linearized gap equation,

wx5TE d2k

~2p!2DDk

BCScoskx(n

eivn01G~k,ivn!

3G~2k,2 ivn!, ~10!

can be cast in real frequency as

wx52E d2k

~2p!2DDk

BCScoskx

3E dvdv8A~k,v!A~2k,v8!

v1v8tanhS v

2TD , ~11!

where nF(v)51/$11exp@(v2meff)/T#%. Equation ~11! re-duces to the linearized version of the usual BCS Eq.~4!

when A(k,v)5d(v2 ek). As discussed in previous worksassumingj approximately constant or with a weakT depen-dence, two different regimes due to the AFSF can be disguished as a function ofT in the behavior ofA(k,v):22,29 ~i!For T!vs f , quantum contributions dominate the behavof the self-energy~9! andA(k,v) exhibits Fermi liquidlikequasiparticle peaks, even for Fermi points nearkhs . Withinthis regime, no relevant qualitative changes in compariwith the BCS description are expected in the solutionthe gap equation~11!. ~ii ! For T@vs f , and for k pointssatisfying j@j th , classical effects@introduced by them50-Matsubara frequency in Eq.~9!# dominate. The AFSFcan be considered as quasistatic andA(khs ,v) exhibits ashadow-band structure for large enough values ofg8.22,29

This implies a transfer of spectral weight from low to higfrequencies, and we expect an effective blurring of the ladensity of states near the VHS with a concomitant decreof Tc .

The above qualitative issues are confirmed by our numcal calculations, as illustrated in Fig. 2. We restrict ourselvto the case with finitet8520.45t, which reproduces theobserved Fermi surface of YBa2Cu3O7 ~YBCO! and B2212and to the case oftAB52t, for which the optimal doping andthe maximumTc predicted by the BCS approximation are

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PRB 59 1337dx22y2 SUPERCONDUCTIVITY IN A GENERALIZED . . .

good agreement with experiments~for these parameters, thratio t8/te f f;0.27). To computeTc we evaluateme f f andtfrom

n511TE d2k

~2p!2(neivn01

ReG~k,ivn!,

~12!

t5TE d2k

~2p!2(neivn01

coskxReG~k,ivn!,

and afterwards check if there exists~or not! a solution of thelinearized gap equation~10!. A cutoff Vm5432vs f was cho-sen for thenm-Matsubara summation in Eq.~9! while an-other oneVn546t, assumingt5250 meV, was used for thevn-Matsubara summation in Eqs.~10! and ~12!. The sumover the tails was approximated by a Euler–Mc Laurin fmula. Thek integral in Eq.~9! is calculated with a relativeprecision of 1026, while a fixed finite mesh was used tevaluate thek integrals in Eqs.~10! and ~12!. In the latterstep, some precision is lost and the BCSTc vs x, calculatedin the thermodynamic limit, is not exactly recovered as incated in Fig. 2. We consideredj52.5 (vs f50.0256t) andj54 (vs f50.01t), which are supposed to be representatof YBCO and LaSrCuO, respectively,21 near optimal doping,and j510 (vs f50.0016t) which could be realistic only forstrongly underdoped materials. Takingg853t a weak effecton Tc is observed. Forg8510t, which is expected to berepresentative of the cuprates,25,29 a decrease inTc is ob-served asj increases. For the case ofj510, g8510t ~notshown in the figure! the maximumTc is below 0.012t.

FIG. 2. Critical temperaturesTc in units of t as a function of thedoping x, for tAB52t and t8520.45t, considering AFSF. Thedashed line~crosses! corresponds to the BCS solution in the themodynamic limit ~using k discretization!. Circles correspond tog853t, andj52.5 ~open circles! andj510 ~filled circles!. Squarescorrespond tog8510t and j52.5 ~open squares! and j54 ~filledsquares!.

e

a

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-

e

V. DISCUSSION

We have shown that for high enough next-neareneighbor hoppingt8, d-wave superconductivity is stabilized for dopingx;0.35 at the mean-field level in the correlated hopping model ~1!. The corresponding criticatemperatureTc has the right order of magnitude (;70–100K!. Our calculations are in 2D and this result may be,course, affected by the fluctuations of the superconducstate, which have not been taken into account in the prework. However, within the optimally doped to overdoperegime, the superfluid density is large and the critical teperature corrected by these latter fluctuations is expectebe close to the mean-field BCS one, even when the transis Kosterlitz-Thouless-like rather than BCS-like.15 For dop-ings accessible experimentally in the cuprates (x,0.5) thes-wave superconducting instability is suppressed. Includthe effect of antiferromagnetic spin fluctuations~AFSF!, wefind that three different regimes remain as a function of ding in the realistic range:~i! long-range antiferromagnetismnear half filling, ~ii ! d-wave superconductivity in a purFermi liquid ~usual BCS! scenario within the overdoped regime,~iii ! d-wave superconductivity in the presence of AFSwithin the underdoped to optimally doped regime. The mamum Tc within our BCS treatment depends on the strenof the interaction and the position of the VHS. The effectthe spin fluctuations, however, modifies the BCS pictuwithin this regime. The effective pairing interaction of E~1! has the form of an exchange coupling, being ineffectin the Neel state,26 but provides an explicit coupling in theregime of doping for which the AF correlations are shoranged. We considered particular values of the model pareters for which optimal doping,Tc , and shape of the Fermsurface are in agreement with experiments and further exined the effect of the nontrivial temperature behaviorduced by the existence of hot spots in the Fermi surfacethe presence of AFSF. We found thatTc decreases as thcorrelation length increases in correspondence with expments. For optimally doped materials, we expect thatmagnitude ofTc is dominated by the effect of spin fluctuations rather than by phase fluctuations of the superconding order parameter. Details of the coupling with AFSrenormalizations of the bare interactions, and eventual csequences upon the pseudogap behavior requires a treaof the full T matrix of the effective pairing interaction oequal footing with the spin susceptibility and is left for futustudies.

ACKNOWLEDGMENTS

L.A. thanks the Max-Plank Institut fu¨r Physik komplexerSysteme, where most of this work has been done, forhospitality, T. Dahm for useful discussions, and J. Schmafor useful comments. A.A.A. is partially supported bCONICET.

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